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Risk/Exposure Calculator
The probability of a regulatory examination and the potential cost of penalties are estimated in a summary based on plan information. The probability is determined from the variance of plan expenses from industry averages and whether these expenses are reported to regulators. The cost of penalties is determined from the retroactive plan expenses if the plan is found to be in violation of prohibited transaction rules.

Click here to use the Risk/Exposure Calculator. A fee of $25 is charged for each hour of use.

Decision Support Services
Consulting services that draw from Dalbar's experience, expertise and research to:

  • make the best choices,
  • be compliant,
  • lower costs,
  • support advisers and
  • retain clients.

For more information on Decision Support Services, a proposal and price estimate please Contact DALBAR

Registered Fiduciary (RF™) Self-study and Registration
The Registered Fiduciary (RF™) certification identifies financial professionals that have met the necessary requirements to serve in the important role of a fiduciary. RF™ certified professionals are identified as having met the highest fiduciary standard in the financial industry. The RF™ certification is continuously being updated to reflect the most recent regulatory, marketplace and technology changes.

Go to www.FiduciaryRegistry.com for more information.

Certifications of compliance for plan sponsors and service providers
Certifications of the quality and compliance with fee disclosure regulations are granted after successful evaluations. Certifications are an independent opinion that plan sponsors and service providers use best practices to comply with new regulations.

Find more information in the Certifications section.

Fee Disclosure Expert
Fee Disclosure Experts (FDE) are specifically trained vetted and qualified professionals who can offer services that assist plan sponsors to conduct the prudent process of evaluation required by new regulations.

Click here to find a Fee Disclosure Expert.

Click here to learn if you can become a Fee Disclosure Expert.

Covered Service Provider Determination
Plan sponsors need to know what service providers are required to make fee disclosures!
Service providers need to know whether they are requires to make fee disclosures.
This free tool issues a documented answer to either plan sponsors or to service providers who need to know.

Click here to use the tool.

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