Search   
   
   
 

Exposure Risk Calculator

The probability of a regulatory examination and the potential cost of penalties are estimated in a summary based on plan information. The probability is determined from the variance of plan expenses from industry averages and whether these expenses are reported to regulators. The cost of penalties is determined from the retroactive plan expenses if the plan is found to be in violation of prohibited transaction rules.

 
 
  Print
 
Home  |  Papers & Reports  |  Fee Disclosure Experts  |  Plan Profile & Certification  |  Tools  |  Services  |  News  |  FAQ  |  Contact Us
 
   

Copyright© 2017 DALBAR, Inc. All rights reserved.